Securities Act - PDFSEARCH.IO - Document Search Engine

Securities Act
Results: 34055

#	Item
81	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-01-26 09:09:48 Economy Finance Money Financial markets Stock market 73rd United States Congress U.S. Securities and Exchange Commission BATS Global Markets Securities Exchange Act Futures contract Direct Edge Securities regulation in the United States
82	Filing under Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Media General, Inc. Subject Company: Media Ge Add to Reading List Source URL: www.mediageneral.com - Date: 2016-03-04 12:02:44
83	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-17 13:03:51 Economy Finance Financial markets Money Direct Edge Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Schedule TO Market data
84	Regulatory Considerations for SEC Registered Municipal Advisors By Matthew C. Boba A Add to Reading List Source URL: www.chapman.com Language: English - Date: 2016-07-28 12:30:08 Economy Finance Money Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Registered Investment Adviser Municipal bond Financial adviser DoddFrank Wall Street Reform and Consumer Protection Act Electronic Municipal Market Access Financial Industry Regulatory Authority
85	Skipping Questions in School Exams: The Role of Non-Cognitive Skills on Educational Outcomes Mónica Hernández1 University of Michigan Jonathan Hershaff U.S. Securities and Exchange Commission Add to Reading List Source URL: michiganconsortium.org Language: English - Date: 2016-06-01 14:04:14 Education Standardized tests Educational psychology Academic transfer SAT Test Michigan Educational Assessment Program Educational assessment ACT Advanced Placement Graduate Record Examinations Grading systems by country
86	NASAA MODEL NOTICE FILING RULE FOR REGULATION A-TIER 2 OFFERINGS Adopted May 15, 2016* Note: The text of the model rule set forth below is intended to provide model language that states may adopt to require notice filing Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-05-26 12:00:00 U.S. Securities and Exchange Commission United States securities law SEC filings Economy 73rd United States Congress Finance New Deal Crowdfunding Regulation A Securities Act Security Regulation S-K
87	RAISING CAPITAL: OVERVIEW OF REGISTRATION OF SECURITIES OFFERINGS AND EXEMPTIONS FROM REGISTRATION July 2015 Overview Add to Reading List Source URL: www.azcc.gov Language: English - Date: 2015-07-06 11:26:17 Finance Economy U.S. Securities and Exchange Commission Money United States securities law Crowdfunding 73rd United States Congress Stock market Regulation D Regulation A Securities Act Securities Exchange Act
88	BATS BZX EXCHANGE, INC. RULES OF BATS BZX EXCHANGE, INC. (Updated as of August 5, 2016) TABLE OF CONTENTS Add to Reading List Source URL: www.batsoptions.com Language: English - Date: 2016-08-23 11:25:31 United States securities law U.S. Securities and Exchange Commission Stock market Finance Economy 73rd United States Congress Securities Exchange Act Federal Rules of Civil Procedure Regulation NMS Day trading Money Regulation S-X
89	MPS LIMITED NOTICE OF POSTAL BALLOT [Pursuant to Section 110 of the Companies Act, 2013 read with Rule 22 of the Companies (Management and Administration) Rules, 2014] Dear Members, NOTICE is hereby given to the Members Add to Reading List Source URL: www.adi-mps.com Language: English - Date: 2016-01-27 00:14:48 Economy Business Stock market Corporate law United Kingdom company law Law Corporate governance Types of business entity Company secretary Demat account Qualified institutional placement Securities and Exchange Board of India
90	Microsoft Word - SSWZfinal.doc Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 Economy Business economics Business 73rd United States Congress U.S. Securities and Exchange Commission Corporate finance Accounting research Stock market SarbanesOxley Act Voluntary disclosure Securities Act Securities offering

UPDATE